Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • [PRA CF] Significant risk taker or Material risk taker (26 Mar 2020 to 27 Mar 2020)
    • [FCA CF] CASS oversight function (26 Mar 2020 to 27 Mar 2020)
    • [FCA CF] Material risk taker (26 Mar 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (26 Mar 2020 to 30 Sep 2022)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • CF10a CASS Oversight function (10 Jul 2013 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
    • CF10a CASS Oversight function (10 Jul 2013 to 8 Dec 2019)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.