Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (4 Mar 2021 to 4 May 2022)
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- [FCA CF] Material risk taker (4 Mar 2021 to 4 May 2022)
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- [FCA CF] Material risk taker (4 Mar 2021 to 4 May 2022)
- SMF27 Partner (9 Dec 2019 to 24 Jun 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 Oct 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (4 Mar 2021 to 4 May 2022)
- CF30 Customer (13 Dec 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
- CF30 Customer (1 Dec 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
- CF30 Customer (1 Nov 2007 to 26 Feb 2009)
- CF27 Investment Management (23 Dec 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.