Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stella Paterson

    IRN SXP01320

    • CF11 Money Laundering Reporting (8 Jan 2002 to 21 Jan 2004)
  • Stephanie Jane Bruce

    IRN SJB01716

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 10 May 2023)
    • CF28 Systems and controls (8 May 2019 to 8 Dec 2019)
  • Stephen Bird

    IRN SXB87538

    • SMF7 Group Entity Senior Manager (28 Aug 2020 to 24 May 2024)
  • Stephen Walker

    IRN SXW00760

    • [FCA CF] Material risk taker (1 Apr 2023 to 31 Dec 2024)
  • Stephen Wallace

    IRN SXW00109

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
  • Stephen Whitehead

    IRN SXW77558

    • SMF7 Group Entity Senior Manager (12 Jan 2022 to 31 Mar 2023)
  • Steven Gordon

    IRN SXG84031

    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
  • Steven Ray Logan

    IRN SRL00037

    • [FCA CF] Material risk taker (since 27 Nov 2024)
  • Steven Whalley

    IRN SXW19157

    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Significant management (30 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (30 Mar 2020 to 31 Dec 2020)
  • Steven William David Latto

    IRN SWL01061

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
    • CF10a CASS Oversight function (10 Jul 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.