Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stewart Hay

    IRN SXH01528

    • [FCA CF] Material risk taker (4 Mar 2021 to 4 May 2022)
  • Stuart John Ives

    IRN SJI01021

    • [FCA CF] Significant management (since 3 Mar 2026)
    • [FCA CF] Material risk taker (since 3 Mar 2026)
  • Stuart Lapsley MacLennan

    IRN SXM00852

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Significant management (since 1 Dec 2025)
  • Svitlana Gubriy

    IRN SXG01526

    • [FCA CF] Material risk taker (since 1 Jan 2023)
  • THOMAS WALKER

    IRN TXW01393

    • [FCA CF] Material risk taker (since 17 Aug 2025)
  • Tamsin Jane Balfour

    IRN TJB01139

    • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • Terry Yuk Leung Tsang

    IRN TXT00048

    • SMF5 Head of Internal Audit (since 16 Mar 2026)
    • SMF5 Head of Internal Audit (6 Apr 2023 to 25 Apr 2024)
    • [FCA CF] Significant management (9 Sep 2022 to 6 Apr 2023)
  • Thomas James Lloyd

    IRN TJL01123

    • SMF5 Head of Internal Audit (9 Dec 2019 to 30 Sep 2021)
    • CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
  • Thomas Richard Frost

    IRN TRF01008

    • [FCA CF] Material risk taker (since 12 Aug 2024)
  • Tom McCormick

    IRN TXM00086

    • [FCA CF] Significant management (9 Dec 2019 to 9 Jul 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.