Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Fry

    IRN KXF01054

    • CF1 Director (1 Dec 2001 to 12 Mar 2004)
  • Kenneth Ranald Dickson

    IRN KRD01030

    • CF11 Money Laundering Reporting (4 Apr 2008 to 15 Apr 2019)
  • Kerry Lee Christie

    IRN KLC01057

    • CF1 Director (6 Mar 2014 to 1 Feb 2019)
  • Kevin Brown

    IRN KXB01652

    • [FCA CF] Material risk taker (1 Jan 2023 to 10 Jun 2024)
  • Kevin Liddle

    IRN KXL00047

    • [FCA CF] Significant management (9 Dec 2019 to 25 Nov 2020)
  • Kevin StewartSmith

    IRN KXS01230

    • CF10 Compliance Oversight (17 Aug 2006 to 1 Aug 2012)
    • CF11 Money Laundering Reporting (22 Jul 2005 to 4 Apr 2008)
    • CF15 Internal Audit (1 Dec 2001 to 4 Oct 2002)
  • Kirsty Annette Desson

    IRN KAW01042

    • [FCA CF] Material risk taker (since 1 Jan 2023)
  • Leon Curtis Harrower

    IRN LXH00181

    • SMF16 Compliance Oversight (22 Jul 2021 to 31 Dec 2021)
  • Liam O'Donnell

    IRN LXO01124

    • [FCA CF] Material risk taker (1 Jan 2023 to 1 Oct 2023)
  • Lisa Lucchesi

    IRN LXL26274

    • [FCA CF] Manager of certification employee (17 May 2023 to 28 Jan 2024)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

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