Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (23 Jan 2015 to 8 Dec 2019)
  • Wealthtime Limited (no longer approved here)

    FRN 468461

    • SMF9 Chair of the Governing Body (17 Jul 2021 to 7 Nov 2023)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 28 Dec 2023)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF1 Director (1 Dec 2001 to 12 Mar 2004)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (1 Dec 2001 to 31 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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