Kevin StewartSmith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Savills Investment Management (UK) Limited (no longer approved here)

    FRN 193863

    • CF28 Systems and controls (12 Apr 2017 to 4 Jul 2018)
    • CF11 Money Laundering Reporting (29 Dec 2016 to 4 Jul 2018)
    • CF10 Compliance Oversight (29 Dec 2016 to 4 Jul 2018)
  • Savills Investment Management LLP (no longer approved here)

    FRN 615368

    • CF28 Systems and controls (12 Apr 2017 to 4 Jul 2018)
    • CF11 Money Laundering Reporting (29 Dec 2016 to 4 Jul 2018)
    • CF10 Compliance Oversight (29 Dec 2016 to 4 Jul 2018)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF10 Compliance Oversight (17 Aug 2006 to 1 Aug 2012)
    • CF11 Money Laundering Reporting (22 Jul 2005 to 4 Apr 2008)
    • CF15 Internal Audit (1 Dec 2001 to 4 Oct 2002)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF10 Compliance Oversight (17 Aug 2006 to 1 Aug 2012)
    • CF11 Money Laundering Reporting (22 Jul 2005 to 4 Apr 2008)
    • CF15 Internal Audit (1 Dec 2001 to 4 Oct 2002)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF10 Compliance Oversight (17 Aug 2006 to 1 Aug 2012)
    • CF11 Money Laundering Reporting (1 Oct 2005 to 4 Apr 2008)
  • Asset Value Investors Limited (no longer approved here)

    FRN 119270

    • CF15 Internal Audit (1 Dec 2001 to 4 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.