abrdn Alternative Funds Limited

• Principal Place of Business

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +441313729444

  Web

  https://www.aberdeeninvestments.com

• Complaints Contact

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +441313729444

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roderick Louis Paris

  IRN RLP01037

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Sep 2021)
• Roger Jonathan Pim

  IRN RJP01183

  • [FCA CF] Material risk taker (1 Jan 2023 to 1 Nov 2024)
• Rosemary Boyd Thomson

  IRN RBT01034

  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2020 to 31 Mar 2021)
• Runa Begum

  IRN RXB15324

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Jun 2022)
  • CF11 Money Laundering Reporting (2 Aug 2019 to 8 Dec 2019)
• Rushad Abadan

  IRN RXA77290

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Russell Matthew Ellis Barlow

  IRN RMB01234

  • [FCA CF] Material risk taker (1 Jan 2023 to 4 Jan 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2023 to 4 Jan 2025)
• Samantha Jane Donaldson

  IRN SXW87606

  • [FCA CF] Significant management (9 Dec 2019 to 24 Aug 2022)
• Sameer Amin

  IRN MSA01125

  • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
• Sarah Moody

  IRN SXH01934

  • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
  • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
• Sarah Queen

  IRN SXQ00002

  • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)

No changes recorded yet.