Roger Jonathan Pim

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (1 Jan 2023 to 1 Nov 2024)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (12 Jan 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 26 Feb 2009)
    • CF27 Investment Management (8 Sep 2003 to 31 Oct 2007)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
    • SMF27 Partner (9 Dec 2019 to 25 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • CF3 Chief Executive (1 Jan 2014 to 28 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2007 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (13 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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