ABN AMRO Clearing Bank N.V., London Branch

• Principal Place of Business

  ABN AMRO Clearing Bank N.V.

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

  Web

  https://www.abnamro.com/clearing/en/home

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402038804121

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Share

• Lesley Towell

  IRN LKT01003

  • CF11 Money Laundering Reporting (19 Jul 2006 to 31 Dec 2008)
• MARINUS MOOLENBURGH

  IRN MXM02674

  • CF29 Significant management (22 Feb 2011 to 7 Sep 2012)
• Manoj Pandya

  IRN MXP00254

  • CF26 Customer Trading (30 Jun 2004 to 19 Nov 2004)
• Marisa Smallman

  IRN MJC01257

  • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
  • CF26 Customer Trading (6 Apr 2005 to 31 Oct 2007)
• Mark Christopher Owens Newson-Smith

  IRN MCN01022

  • CF30 Customer (4 Feb 2013 to 3 Oct 2014)
• Mark John Norcott

  IRN MJN01086

  • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
  • CF26 Customer Trading (13 Aug 2007 to 31 Oct 2007)
• Mark Simon Smithers

  IRN MSS01124

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF26 Customer Trading (17 May 2007 to 31 Oct 2007)
• Martin Arthur Broad

  IRN MAB01198

  • CF8 Apportionment and Oversight (7 May 2004 to 1 May 2006)
  • CF9 EEA Investment Business Oversight (7 May 2004 to 1 May 2006)
  • CF3 Chief Executive (7 May 2004 to 1 May 2006)
• Martyn Medcraft

  IRN MXM01604

  • CF26 Customer Trading (2 Sep 2005 to 23 May 2007)
• Mathew Humphrey

  IRN MAH01202

  • CF26 Customer Trading (28 Oct 2004 to 28 Dec 2004)

No changes recorded yet.