Manoj Pandya

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mariana UFP LLP
FRN 551170
- [FCA CF] Client dealing (since 31 Mar 2022)
- CF30 Customer (7 Apr 2017 to 1 Apr 2022)
Mariana UFP (Americas) Limited (no longer approved here)
FRN 649237
- (17)Employed By (7 Apr 2017 to 1 Apr 2022)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (22 Sep 2014 to 28 Mar 2017)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (12 Nov 2007 to 2 Dec 2011)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF30 Customer (1 Nov 2007 to 2 Dec 2011)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (30 Jun 2004 to 19 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.