ABN AMRO Clearing Bank N.V., London Branch

• Principal Place of Business

  ABN AMRO Clearing Bank N.V.

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

  Web

  https://www.abnamro.com/clearing/en/home

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402038804121

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Share

• James Korosec

  IRN JMK01113

  • CF30 Customer (15 Feb 2013 to 1 Mar 2013)
• James Patrick Egan

  IRN JPE01039

  • SMF19 Head of Overseas Branch/Head of Overseas (since 12 Oct 2023)
  • SMF21 EEA Branch Senior Manager (EBSM) (9 Dec 2019 to 12 Oct 2023)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF20 Significant Mgt (Settlements) (1 May 2006 to 31 Oct 2007)
• James Paul Eldridge

  IRN JPE01029

  • CF26 Customer Trading (5 Jul 2005 to 7 Feb 2006)
• James Paul Marks

  IRN JPM01157

  • CF30 Customer (8 Feb 2013 to 14 Jul 2015)
• James Simon Kirkup

  IRN JSK01044

  • [FCA CF] Client dealing (since 7 Mar 2020)
  • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
• James Strong

  IRN JBS01062

  • CF26 Customer Trading (13 Jul 2004 to 19 Nov 2004)
• Jason Chi-Yung Chan

  IRN JCC01137

  • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
  • CF26 Customer Trading (9 Aug 2006 to 31 Oct 2007)
• Jason Lee Henderson

  IRN JLH01176

  • CF30 Customer (11 Feb 2014 to 8 Dec 2019)
• Jay Mala Jaywantee Pavitt

  IRN JMP01235

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jan 2021 to 30 Sep 2022)
• Jeremy Edwin John Meakin

  IRN JEM01167

  • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
  • CF26 Customer Trading (30 Jun 2004 to 31 Oct 2007)

No changes recorded yet.