Jason Chi-Yung Chan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 26 Sep 2022)
Mariana UFP LLP (no longer approved here)
FRN 551170
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
- CF30 Customer (15 Apr 2016 to 8 Dec 2019)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (20 Sep 2013 to 5 Apr 2016)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (9 Aug 2006 to 31 Oct 2007)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (1 Nov 2007 to 3 Nov 2011)
- CF4 Partner (3 Apr 2006 to 26 Jul 2007)
- CF26 Customer Trading (26 Sep 2005 to 31 Oct 2007)
HYCM CAPITAL MARKETS (UK) LIMITED (no longer approved here)
FRN 186171
- CF26 Customer Trading (30 Dec 2003 to 23 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.