ABERDEEN PORTFOLIO SOLUTIONS LIMITED

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +442074636000

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Kelly

  IRN AXK00083

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2020)
• Andy Dow

  IRN AXD00310

  • [FCA CF] Material risk taker (1 Jan 2023 to 1 Sep 2023)
  • [FCA CF] Significant management (2 May 2022 to 1 Sep 2023)
• Anthony Leslie Moss

  IRN ALM00008

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2020)
  • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jul 2014 to 20 Jun 2018)
  • CF1 Director (14 Jul 2014 to 7 Nov 2019)
• Anura Gamini Mahaarachchige Nanayakkara

  IRN AGN01015

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
  • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
• Barry James Kane

  IRN BXK08640

  • SMF16 Compliance Oversight (24 Feb 2021 to 21 Mar 2025)
• Ben George Turner

  IRN BXT00491

  • [FCA CF] Significant management (since 26 Aug 2025)
• Caroline Mary Connellan

  IRN CMC01199

  • SMF1 Chief Executive (13 Oct 2021 to 1 Aug 2022)
  • SMF3 Executive Director (13 Oct 2021 to 1 Aug 2022)
• Caroline Miller

  IRN CXM00301

  • [FCA CF] Significant management (7 Aug 2024 to 26 Oct 2025)
• Caroline Tye

  IRN CRL01025

  • [FCA CF] Material risk taker (1 Jan 2023 to 1 Sep 2023)
  • [FCA CF] Manager of certification employee (2 May 2022 to 1 Sep 2023)
  • [FCA CF] Significant management (2 May 2022 to 1 Sep 2023)
• Catherine Nash

  IRN CXN00035

  • [FCA CF] Significant management (12 Jun 2020 to 19 Apr 2023)

No changes recorded yet.