ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sanj Maghera

  IRN SXM04566

  • [FCA CF] Manager of certification employee (12 Sep 2024 to 25 Nov 2024)
  • [FCA CF] Significant management (12 Sep 2024 to 25 Nov 2024)
• Sara Connolly

  IRN SXC03226

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
  • [FCA CF] Manager of certification employee (since 13 Apr 2026)
  • [FCA CF] Significant management (since 13 Apr 2026)
• Sarah Jane Tory

  IRN SJM01329

  • CF22 Investment Adviser (Trainee) (19 Nov 2002 to 19 Nov 2002)
• Sarah Louise McGinnes

  IRN SLM00009

  • CF22 Investment Adviser (Trainee) (23 Aug 2005 to 1 Jan 2006)
• Sarah Moody

  IRN SXH01934

  • SMF7 Group Entity Senior Manager (12 Oct 2023 to 21 May 2024)
  • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
  • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
• Sarah Queen

  IRN SXQ00002

  • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
• Scott James Pryde

  IRN SXP00802

  • [FCA CF] Significant management (6 Jul 2023 to 25 Jul 2024)
• Scott Liddell

  IRN SXL00095

  • [FCA CF] Significant management (9 Dec 2019 to 24 Sep 2021)
• Scott MacKay

  IRN SXM77557

  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Aug 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Aug 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Aug 2022)
• Scott Robert Hardie

  IRN SRH00047

  • CF22 Investment Adviser (Trainee) (7 Sep 2005 to 1 Jan 2006)

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No changes recorded yet.