ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

  Show 1 limitation Hide limitations

  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Cameron Bentley

  IRN DCB01054

  • CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
  • CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
  • CF15 Internal Audit (8 Dec 2005 to 8 Nov 2006)
  • CF2 Non Executive Director (16 Mar 2002 to 29 Nov 2002)
• David Campbell Scott

  IRN DCS01059

  • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
• David Charles Wilson

  IRN DCW00024

  • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)
• David Edward Hall

  IRN DEH00010

  • CF22 Investment Adviser (Trainee) (6 Mar 2002 to 31 Jul 2002)
• David Edward Startup

  IRN DES00024

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• David Edwin Dagnall

  IRN DED00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• David Gideon Marock

  IRN DXM02159

  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 22 Mar 2021)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Dec 2024)
  • CF2 Non Executive Director (27 Feb 2017 to 8 Dec 2019)
• David James

  IRN DXJ00063

  • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 4 Feb 2003)
• David John Archibald

  IRN DJA01192

  • CF10a CASS Oversight function (2 Jan 2014 to 2 Oct 2017)
• David John Mawson

  IRN DXM00225

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)

• Post Office Limited (no longer appointed)

  FRN 409080 · Appointed 1 Feb 2001 · Until 27 Oct 2010

• David Lloyd Leisure Ltd (no longer appointed)

  FRN 201805 · Appointed 14 Aug 2000 · Until 16 Dec 2004

• Standard Life Bank Plc (no longer appointed)

  FRN 187878 · Appointed 22 Apr 1997 · Until 1 Dec 2001

• Johnson & Company (no longer appointed)

  FRN 201110 · Appointed 19 Sep 1995 · Until 10 Jul 2003

• UNUM LIMITED (no longer appointed)

  FRN 110408 · Appointed 19 Jul 1994 · Until 30 Nov 2001

• Ritchie A Cooper (no longer appointed)

  FRN 178008 · Appointed 1 Sep 1991 · Until 10 Jul 2003

• Heriot Enterprises Limited (no longer appointed)

  FRN 201247 · Appointed 7 Nov 1983 · Until 2 Jun 2004

No changes recorded yet.