AAB Wealth Limited

• Principal Place of Business

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park

  Kingswells

  Aberdeen

  Aberdeenshire

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

  Web

  https://www.aabwealth.uk

• Complaints Contact

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park, Kingswells

  Aberdeen

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Flynn Gray

  IRN FXG00121

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2026)
• Frank Lilley Morton

  IRN FLM01023

  • CF1 Director (10 Jun 2016 to 31 Jul 2018)
• Fraser Porter

  IRN FXP06935

  • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 27 Mar 2020)
  • CF1 Director (18 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (18 Oct 2018 to 8 Dec 2019)
• Frederick William Garden

  IRN FWG00001

  • CF30 Customer (1 Apr 2014 to 1 Apr 2014)
• Gavin Higgins

  IRN GXH00466

  • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2025)
• Gillian Pryde

  IRN GXP08386

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
  • CF2 Non Executive Director (28 Nov 2018 to 8 Dec 2019)
• Glenn Matthew Brophy

  IRN GMB00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
• Graeme Andrew Allan

  IRN GAA01067

  • SMF1 Chief Executive (16 Jun 2020 to 13 Jan 2025)
  • CF2 Non Executive Director (1 Sep 2017 to 8 Dec 2019)
• Greg McSneddon

  IRN GMS01118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
• Helen Margaret Learmonth

  IRN HMS01047

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
  • [FCA CF] Client dealing (since 7 Apr 2025)

No changes recorded yet.