Frederick William Garden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 27 Mar 2023)
  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • CF30 Customer (1 Apr 2014 to 1 Apr 2014)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF30 Customer (13 Mar 2014 to 6 Mar 2016)
  • Verus Financial Planning Limited (no longer approved here)

    FRN 525771

    • CF30 Customer (10 Apr 2013 to 4 Mar 2014)
  • Anderson Anderson & Brown Wealth Limited (no longer approved here)

    FRN 537571

    • Employed By (10 Apr 2013 to 4 Mar 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Dec 2012 to 17 Apr 2013)
    • CF21 Investment Adviser (5 Aug 2002 to 17 Dec 2004)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 5 Aug 2002)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (3 Aug 2006 to 4 Oct 2006)
    • CF22 Investment Adviser (Trainee) (6 Apr 2006 to 3 Aug 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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