Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AAB Wealth Limited
FRN 608548
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
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- [FCA CF] Functions requiring qualifications (20 Dec 2023 to 6 Aug 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 25 Sep 2023)
- CF30 Customer (12 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (3 Sep 2010 to 19 Jul 2013)
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- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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- CF30 Customer (20 Mar 2008 to 15 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.