Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (20 Dec 2023 to 6 Aug 2025)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 25 Sep 2023)
    • CF30 Customer (12 Aug 2013 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 19 Jul 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (20 Mar 2008 to 15 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.