A S Financial Limited

Date authorised
1 April 2013
Companies House
06951009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A S Financial Ltd
    Elm Yard
    10-16 Elm Street
    London
    WC1X 0BJ
    UNITED KINGDOM
    Phone
    +4402033016690
    Web
    https://www.as-financial.com

  • Complaints Contact

    Elm Yard
    10-16 Elm Street
    London
    WC1X 0BJ
    UNITED KINGDOM
    Phone
    +4402033016690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Justin Cohen

    IRN MXC00646

    • SMF1 (AR) Chief Executive function (since 10 Jul 2023)
  • Marcel Yvan Charles Istace

    IRN MYI01003

    • SMF3 Executive Director (since 20 May 2022)
    • CF1 Director (6 Jun 2016 to 6 Dec 2019)
  • Martin Vijay Seewoonarain

    IRN MVS01039

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 7 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
    • CF1 Director (6 Jun 2016 to 6 Dec 2019)
  • Matthew D Fretwell

    IRN MXF00140

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
  • Roya Ansary

    IRN RXA01496

    • CF30 Customer (12 Feb 2013 to 28 Feb 2014)
  • Sarah Jane Howard

    IRN SXH00347

    • [FCA CF] Functions requiring qualifications (27 Jan 2021 to 24 Sep 2025)
  • Saul Gideon Conway

    IRN SGC01048

    • SMF1 Chief Executive (since 31 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Apr 2011 to 2 Mar 2016)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
  • Sebastian George Hurst

    IRN SGH01108

    • CF30 Customer (16 Nov 2012 to 20 Oct 2014)
  • Shehzeen Quraishi

    IRN SXQ00027

    • Appointed representative dealing with clients for which they require qualification (29 Jun 2021 to 12 Mar 2024)
  • Simon Redler

    IRN SPR00007

    • CF1 Director (1 Apr 2011 to 9 Mar 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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