A S Financial Limited

Date authorised
1 April 2013
Companies House
06951009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A S Financial Ltd
    Elm Yard
    10-16 Elm Street
    London
    WC1X 0BJ
    UNITED KINGDOM
    Phone
    +4402033016690
    Web
    https://www.as-financial.com

  • Complaints Contact

    Elm Yard
    10-16 Elm Street
    London
    WC1X 0BJ
    UNITED KINGDOM
    Phone
    +4402033016690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Terence Giovanni Cassano

    IRN TXC00374

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
  • William Charles Bray

    IRN WXB00037

    • [FCA CF] Functions requiring qualifications (27 Jan 2021 to 14 Oct 2022)
  • Yasmeen Ayesha Ali Khan

    IRN YXK00067

    • CF1 Director (AR) (since 19 Sep 2023)
    • SMF3 (AR) Executive Director function (since 19 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.