Simon Redler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudell Limited (no longer approved here)

    FRN 134411

    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2010)
    • CF10 Compliance Oversight (3 Oct 2007 to 13 Feb 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Feb 2017)
  • A S Financial Limited (no longer approved here)

    FRN 527263

    • CF1 Director (1 Apr 2011 to 9 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.