A S Financial Limited

Date authorised
1 April 2013
Companies House
06951009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A S Financial Ltd
    Elm Yard
    10-16 Elm Street
    London
    WC1X 0BJ
    UNITED KINGDOM
    Phone
    +4402033016690
    Web
    https://www.as-financial.com

  • Complaints Contact

    Elm Yard
    10-16 Elm Street
    London
    WC1X 0BJ
    UNITED KINGDOM
    Phone
    +4402033016690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Rhys Stanley Horton

    IRN DXH00548

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
  • David William Pollock

    IRN DWP00005

    • CF1 Director (1 Apr 2011 to 9 Mar 2015)
  • Dorian Ivan Apifer

    IRN DXP00631

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
  • George Malcolm Drameh

    IRN GXD00216

    • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 23 Aug 2023)
  • Goldwin Dungu

    IRN GXD00250

    • [FCA CF] Functions requiring qualifications (16 Feb 2022 to 23 Aug 2023)
  • James Anthony Dennett

    IRN JDD01057

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
    • CF1 Director (6 Jul 2016 to 6 Dec 2019)
    • CF30 Customer (16 May 2011 to 7 Apr 2015)
  • James Edward Lomax Gallimore

    IRN JEG00020

    • SMF9 Chair of the Governing Body (since 16 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • James W Brough

    IRN JXB00457

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
  • John William Noakes

    IRN JXN00292

    • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 13 Nov 2023)
  • Manmeet Singh

    IRN MXS00571

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
    • CF1 Director (AR) (since 4 Aug 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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