James Anthony Dennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A S Financial Limited

    FRN 527263

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
    • CF1 Director (6 Jul 2016 to 6 Dec 2019)
    • CF30 Customer (16 May 2011 to 7 Apr 2015)
  • ASFC LLP (no longer approved here)

    FRN 518468

    • CF30 Customer (21 Jun 2010 to 6 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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