Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASFC LLP

    FRN 518468

    • SMF9 Chair of the Governing Body (since 16 Apr 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (11 Jun 2010 to 1 Jan 2013)
    • SMF9 Chair of the Governing Body (since 16 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 21 Mar 2006)
    • CF21 Investment Adviser (6 Mar 2006 to 21 Mar 2006)
  • Atlantic Swiss Limited (423) (no longer approved here)

    FRN 206504

    • Employed By (1 Dec 2001 to 21 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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