Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASFC LLP
FRN 518468
- SMF9 Chair of the Governing Body (since 16 Apr 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (11 Jun 2010 to 8 Dec 2019)
- CF30 Customer (11 Jun 2010 to 1 Jan 2013)
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A S Financial Limited
FRN 527263
- SMF9 Chair of the Governing Body (since 16 Apr 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2011 to 8 Dec 2019)
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- CF1 Director (AR) (6 Mar 2006 to 21 Mar 2006)
- CF21 Investment Adviser (6 Mar 2006 to 21 Mar 2006)
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- Employed By (1 Dec 2001 to 21 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.