Date authorised
1 April 2013
Companies House
00750484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Des Roches square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311
  • Complaints Contact

    2 Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jenny Hughes

    IRN JXH00626

    • SMF2 Chief Finance (23 Jul 2021 to 23 Jan 2025)
    • SMF3 Executive Director (23 Jul 2021 to 23 Jan 2025)
  • John Anthony Barnes

    IRN JXB03713

    • SMF18 Other Overall Responsibility (since 29 Jan 2024)
  • John David King

    IRN JDK01032

    • SMF10 Chair of the Risk Committee (since 6 Mar 2025)
    • SMF11 Chair of the Audit Committee (since 6 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (22 Nov 2022 to 2 Apr 2025)
  • John Laurence Walker

    IRN JLW01064

    • CF2 Non Executive Director (29 Mar 2011 to 22 Apr 2015)
  • Jonathan Paul Cumpstey

    IRN JPC01188

    • SMF18 Other Overall Responsibility (since 26 Sep 2025)
    • Director of firm who is not a certification employee or a SMF manager (27 Jan 2023 to 22 Aug 2025)
    • SMF10 Chair of the Risk Committee (3 Aug 2020 to 20 Aug 2024)
    • SMF7 Group Entity Senior Manager (11 Mar 2020 to 26 Sep 2025)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 6 May 2020)
    • CF29 Significant management (20 Jun 2012 to 8 Dec 2019)
  • Karen Elizabeth Manley

    IRN KEW01036

    • CF29 Significant management (1 Nov 2007 to 29 Feb 2012)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Feb 2012)
  • Kelly Anne Ogley

    IRN KAO01029

    • SMF1 Chief Executive (6 Apr 2022 to 17 Nov 2025)
    • SMF24 Chief Operations (6 Apr 2022 to 11 Jul 2025)
    • Responsible for Insurance Distribution (6 Apr 2022 to 17 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2025)
    • CF1 Director (19 Jul 2018 to 8 Dec 2019)
  • Lisa Shepherd

    IRN LXS01441

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
  • Luke Proctor-Wilton

    IRN LXP00112

    • [FCA CF] Significant management (19 Oct 2021 to 9 Mar 2022)
  • Mark Boyes

    IRN MXB00383

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.