Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
- Responsible for Insurance Distribution (25 Feb 2019 to 30 Oct 2020)
- CF1 Director (25 Feb 2019 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2020)
- CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (22 Jan 2015 to 26 May 2015)
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- CF29 Significant management (1 Nov 2007 to 29 Feb 2012)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 29 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.