3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Joseph White

  IRN PJW01169

  • [FCA CF] Material risk taker (since 28 May 2020)
  • [FCA CF] Client dealing (since 28 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
  • CF1 Director (15 May 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
• Philip William Frederick Marsden

  IRN PWM01059

  • CF27 Investment Management (1 Dec 2001 to 7 Apr 2002)
• Pierre-Andre Jacques Boutin

  IRN PXB01286

  • CF27 Investment Management (29 Nov 2002 to 3 May 2005)
• Pieter Aart de Jong

  IRN PAD01180

  • [FCA CF] Client dealing (since 28 May 2020)
  • [FCA CF] Material risk taker (since 28 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
  • CF30 Customer (11 Jun 2019 to 8 Dec 2019)
  • CF1 Director (11 Jun 2019 to 8 Dec 2019)
• Ralph Thomas Campion Camoys

  IRN RTC01012

  • CF27 Investment Management (1 Dec 2001 to 10 Jul 2002)
• Remi Carnimolla

  IRN RXC00497

  • [FCA CF] Material risk taker (since 14 Apr 2022)
  • [FCA CF] Manager of certification employee (1 Oct 2024 to 1 Apr 2025)
• Renee Julie Elisabeth Aguiar-Lucander

  IRN RJA01076

  • CF30 Customer (18 Jul 2008 to 31 Dec 2008)
• Richard Anthony Kilner

  IRN RAK01077

  • CF30 Customer (21 Feb 2008 to 31 Mar 2010)
• Richard Douglas Michael John Summers

  IRN RDS01076

  • CF1 Director (1 Dec 2001 to 31 Dec 2002)
  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2002)
• Richard Hamilton Tollis

  IRN RHT01023

  • CF30 Customer (12 Sep 2008 to 31 Mar 2010)

No changes recorded yet.