Richard Hamilton Tollis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Nov 2020)
    • CF30 Customer (10 Nov 2017 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (28 Dec 2005 to 31 Oct 2007)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (12 Sep 2008 to 31 Mar 2010)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF23 Corporate Finance Adviser (22 May 2003 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.