Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 May 2020)
    • [FCA CF] Material risk taker (since 28 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
    • CF1 Director (15 May 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • [FCA CF] Client dealing (28 May 2020 to 31 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2022)
    • CF1 Director (15 May 2014 to 8 Dec 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF21 Investment Adviser (31 Jan 2005 to 20 Jun 2007)
    • CF21 Investment Adviser (31 Jan 2005 to 20 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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