1st Financial Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Fernando Getino
IRN FXG00001
- (2)Employed By (7 Oct 2015 to 4 Jun 2020)
Neil Ambrose
IRN NXA00077
- (2)Employed By (since 5 Jul 2025)
Scott Paul Trotman
IRN SPT00017
- (1)Employed By (1 Dec 2001 to 30 Dec 2010)
Siddharth Shah
IRN SXS00546
- (4)Employed By (9 Dec 2023 to 24 Apr 2024)
Vikram Bhanubhai Patel
IRN VBP00001
- (1)Employed By (since 1 Sep 2015)
- (3)Employed By (1 Dec 2001 to 31 Aug 2015)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.