Vikram Bhanubhai Patel

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Sep 2015)
    • CF30 Customer (since 1 Sep 2015)
  • 1st Financial Ltd

    FRN 214465

    • (1)Employed By (since 1 Sep 2015)
    • (3)Employed By (1 Dec 2001 to 31 Aug 2015)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 1 Sep 2015)
  • 1st Mortgage (West London) Ltd (no longer approved here)

    FRN 306159

    • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2020)
    • Responsible for Insurance Mediation (20 Jan 2010 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 1st Financial Ltd

  2. controlled function added: (3)Employed By at 1st Financial Ltd

  3. controlled function added: (1)Employed By at 1st Financial Ltd