Date authorised
1 April 2013
Companies House
04949383
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    High Winds
    The Common
    Chipperfield
    Kings Langley
    Hertfordshire
    WD4 9BN
    UNITED KINGDOM
    Phone
    +4401923268800
  • Complaints Contact

    High Winds
    The Common
    Chipperfield
    Kings Langley
    Hertfordshire
    WD4 9BN
    UNITED KINGDOM
    Phone
    +4401923268800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fernando Getino

    IRN FXG00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 8 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (10 May 2018 to 8 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Vikram Bhanubhai Patel

    IRN VBP00001

    • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2020)
    • Responsible for Insurance Mediation (20 Jan 2010 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Jarek Wierzbicki (no longer appointed)

    FRN 405317 · Appointed 31 Oct 2004 · Until 28 Feb 2005

  • Warren Pesch (no longer appointed)

    FRN 405316 · Appointed 31 Oct 2004 · Until 28 Feb 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.