Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (10 May 2018 to 8 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • 1st Financial Ltd (no longer approved here)

    FRN 214465

    • (2)Employed By (7 Oct 2015 to 4 Jun 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (7 Oct 2015 to 4 Jun 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (7 Oct 2015 to 4 Jun 2020)
  • First IFA Ltd (no longer approved here)

    FRN 193257

    • (8)Employed By (1 Oct 1998 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 1st Financial Ltd

  2. controlled function added: (2)Employed By at 1st Financial Ltd