Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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1st Mortgage (West London) Ltd
FRN 306159
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 8 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (10 May 2018 to 8 Dec 2019)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
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- (2)Employed By (7 Oct 2015 to 4 Jun 2020)
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- CF1 Director (AR) (7 Oct 2015 to 4 Jun 2020)
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- CF1 Director (AR) (7 Oct 2015 to 4 Jun 2020)
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- (8)Employed By (1 Oct 1998 to 1 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 1st Financial Ltd
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controlled function added: (2)Employed By at 1st Financial Ltd