Neil Ambrose

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Jul 2025)
    • CF30 Customer (since 5 Jul 2025)
  • 1st Financial Ltd

    FRN 214465

    • (2)Employed By (since 5 Jul 2025)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (30 May 2022 to 2 Jun 2023)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • Appointed representative dealing with clients for which they require qualification (2 Feb 2021 to 11 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 1st Financial Ltd

  2. controlled function added: (2)Employed By at 1st Financial Ltd