Zhenlei Yao

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Manager of certification employee (since 31 Oct 2025)
    • [FCA CF] Significant management (since 31 Oct 2025)
    • [FCA CF] Client dealing (since 31 Oct 2025)
  • BOCI Global Commodities (UK) Limited (no longer approved here)

    FRN 563903

    • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2025)
    • CF3 Chief Executive (3 Feb 2016 to 8 Dec 2019)
    • CF1 Director (3 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (19 Jan 2012 to 8 Dec 2019)
  • AMALGAMATED METAL TRADING LIMITED (no longer approved here)

    FRN 113946

    • CF30 Customer (17 Mar 2010 to 20 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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