BOCI Global Commodities (UK) Limited

• Principal Place of Business

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442033019977

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442033019970

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andreas Janssen

  IRN AXJ01349

  • CF30 Customer (24 Jun 2014 to 31 May 2019)
• Anqi Liu

  IRN AXL00751

  • [FCA CF] Client dealing (since 27 Jan 2025)
• Bo Peng

  IRN BXP66041

  • [FCA CF] Client dealing (since 8 Apr 2025)
• Chung Mun Wong

  IRN CMW01153

  • CF2 Non Executive Director (10 Oct 2012 to 30 Jul 2016)
• Eric Kit Man Li

  IRN EKL01008

  • CF2 Non Executive Director (19 Jan 2012 to 20 Feb 2013)
• Genghan Yue

  IRN GXY01056

  • CF30 Customer (17 Feb 2014 to 4 Jan 2017)
• JUN WANG

  IRN JXW02200

  • Director of firm who is not a certification employee or a SMF manager (16 Feb 2023 to 1 Nov 2023)
• Jia Liu

  IRN JXL02017

  • [FCA CF] Client dealing (14 Dec 2020 to 13 Nov 2025)
• Kezhi Min

  IRN KXM00765

  • [FCA CF] Client dealing (since 27 Jan 2025)
• Konstandinos Kakoulli

  IRN KXK01061

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Aug 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Aug 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Aug 2025)
  • CF10 Compliance Oversight (19 Jan 2012 to 8 Dec 2019)
  • CF10a CASS Oversight function (19 Jan 2012 to 8 Dec 2019)
  • CF1 Director (19 Jan 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Jan 2012 to 8 Dec 2019)

No changes recorded yet.