BOCI Global Commodities (UK) Limited

• Principal Place of Business

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442033019977

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442033019970

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Liang Huang

  IRN LXH00558

  • Director of firm who is not a certification employee or a SMF manager (since 28 Jun 2024)
• Lup Kei Tam

  IRN LKT01006

  • CF30 Customer (9 Jul 2015 to 18 Dec 2017)
• MENG KAI CHNG

  IRN MKC01039

  • CF30 Customer (28 Apr 2015 to 24 Oct 2016)
• MING CHAN

  IRN MXC01078

  • Director of firm who is not a certification employee or a SMF manager (since 12 Jan 2024)
• Richard David Gill

  IRN RDG01053

  • SMF16 Compliance Oversight (since 17 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2025)
• Richard Marchant

  IRN RXM01883

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
• Rui Hou

  IRN RXH00244

  • [FCA CF] Client dealing (22 Feb 2021 to 29 Dec 2023)
• Shasha Luo

  IRN SXL01888

  • CF30 Customer (4 Apr 2014 to 18 Apr 2019)
• Shiu Lim Wong

  IRN SXW00742

  • Director of firm who is not a certification employee or a SMF manager (16 Feb 2023 to 12 Jan 2024)
• Siu Hong Fan

  IRN SHF01033

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Jan 2022)
  • CF2 Non Executive Director (3 Feb 2016 to 8 Dec 2019)
  • CF1 Director (19 Jan 2012 to 3 Feb 2016)
  • CF3 Chief Executive (19 Jan 2012 to 3 Feb 2016)

No changes recorded yet.