Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KX ASSET MANAGEMENT LTD (no longer approved here)

    FRN 991411

    • [PRA CF] Key function holder (1 Nov 2023 to 28 Mar 2025)
    • SMF3 Executive Director (1 Nov 2023 to 28 Mar 2025)
    • [FCA CF] Client dealing (1 Nov 2023 to 28 Mar 2025)
    • [FCA CF] Significant management (1 Nov 2023 to 28 Mar 2025)
    • SMF1 Chief Executive (1 Nov 2023 to 28 Mar 2025)
  • London and Oxford Capital Markets Limited (no longer approved here)

    FRN 163299

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2021)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
    • CF1 Director (6 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.