KX ASSET MANAGEMENT LTD

Date authorised
1 November 2023
Companies House
14356017
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    KX Asset Management Ltd
    117 Viglen Hose Business Centre
    Alperton Lane
    Wembley
    HA0 1HD
    UNITED KINGDOM
    Phone
    +447533181122
    Web
    https://www.kxasset.com

  • Complaints Contact

    KX Asset Management Ltd
    117 Viglen House Business Centre
    Alperton Lane
    Wembley
    HA0 1HD
    UNITED KINGDOM
    Phone
    +447533181122

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • JIE Yin

    IRN JXY00094

    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • [PRA CF] Key function holder (since 1 Nov 2023)
    • SMF3 Executive Director (since 1 Nov 2023)
  • Rosabel Paterson-Park

    IRN RXP01891

    • SMF1 Chief Executive (since 11 Jun 2025)
    • SMF16 Compliance Oversight (since 1 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2023)
    • SMF3 Executive Director (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • [PRA CF] Key function holder (since 1 Nov 2023)
  • Zhe Zhang

    IRN ZXZ06174

    • SMF1 Chief Executive (1 Nov 2023 to 28 Mar 2025)
    • SMF3 Executive Director (1 Nov 2023 to 28 Mar 2025)
    • [FCA CF] Client dealing (1 Nov 2023 to 28 Mar 2025)
    • [FCA CF] Significant management (1 Nov 2023 to 28 Mar 2025)
    • [PRA CF] Key function holder (1 Nov 2023 to 28 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

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