Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 11 Jun 2025)
    • [PRA CF] Key function holder (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • SMF16 Compliance Oversight (since 1 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2023)
    • SMF3 Executive Director (since 1 Nov 2023)
  • Ark Investment Management Ltd (no longer approved here)

    FRN 670081

    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • CBH Wealth UK Limited (no longer approved here)

    FRN 514546

    • CF30 Customer (2 Nov 2015 to 2 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.