Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KX ASSET MANAGEMENT LTD
FRN 991411
- SMF1 Chief Executive (since 11 Jun 2025)
- [PRA CF] Key function holder (since 1 Nov 2023)
- [FCA CF] Client dealing (since 1 Nov 2023)
- [FCA CF] Significant management (since 1 Nov 2023)
- SMF16 Compliance Oversight (since 1 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2023)
- SMF3 Executive Director (since 1 Nov 2023)
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- CF30 Customer (7 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (2 Nov 2015 to 2 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.