Ying Shi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC (London) plc (no longer approved here)

    FRN 222030

    • SMF24 Chief Operations (29 Sep 2023 to 31 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Jul 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2024)
  • Industrial and Commercial Bank of China Limited (no longer approved here)

    FRN 629629

    • SMF24 Chief Operations (29 Sep 2023 to 31 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Jul 2024)
    • [FCA CF] Significant management (9 Sep 2019 to 31 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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