Ying Chen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Capital Partners (U.K.) Limited
FRN 448896
- [FCA CF] Material risk taker (since 6 May 2025)
- [FCA CF] Client dealing (since 6 May 2025)
Sculptor Capital Management Europe Limited (no longer approved here)
FRN 190662
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2025)
- CF30 Customer (4 Sep 2019 to 8 Dec 2019)
Sculptor Europe Loan Management Limited (no longer approved here)
FRN 709552
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2025)
- CF30 Customer (4 Sep 2019 to 8 Dec 2019)
Ares Management Limited (no longer approved here)
FRN 455547
- CF30 Customer (28 Jun 2013 to 8 Jun 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (4 Oct 2010 to 14 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.