Yen Chang

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ipreo Limited

    FRN 775369

    • SMF16 Compliance Oversight (since 3 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2025)
  • Railway Pension Investments Limited (no longer approved here)

    FRN 471281

    • [FCA CF] Material risk taker (31 Mar 2022 to 6 Jul 2022)
  • Campbell Lutyens & Co. Ltd (no longer approved here)

    FRN 196462

    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Dec 2021 to 31 Jan 2022)
    • SMF16 Compliance Oversight (31 Dec 2021 to 31 Jan 2022)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Nov 2020)
    • CF11 Money Laundering Reporting (6 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jun 2019 to 8 Dec 2019)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF10 Compliance Oversight (6 Apr 2016 to 22 Mar 2019)
    • CF11 Money Laundering Reporting (6 Apr 2016 to 22 Mar 2019)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF11 Money Laundering Reporting (15 Dec 2014 to 3 Dec 2015)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • CF11 Money Laundering Reporting (15 Dec 2014 to 3 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.