Xiao Lu

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC (London) plc (no longer approved here)

    FRN 222030

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 13 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Oct 2022)
    • CF30 Customer (9 Jun 2014 to 6 Mar 2016)
  • Industrial and Commercial Bank of China Limited (no longer approved here)

    FRN 629629

    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 13 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2022)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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