William Paul Basil Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF1 Director (AR) (29 Dec 2015 to 25 Oct 2016)
    • CF30 Customer (29 Dec 2015 to 25 Oct 2016)
  • Buyside Ventures Limited (no longer approved here)

    FRN 728882

    • Employed By (29 Dec 2015 to 25 Oct 2016)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF1 Director (5 Nov 2010 to 29 Jun 2012)
    • CF11 Money Laundering Reporting (19 Aug 2010 to 29 Jun 2012)
    • CF10 Compliance Oversight (19 Aug 2010 to 29 Jun 2012)
    • CF30 Customer (21 Apr 2010 to 1 Jul 2012)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF21 Investment Adviser (23 Dec 2005 to 7 Dec 2006)
    • CF8 Apportionment and Oversight (23 Dec 2005 to 7 Dec 2006)
    • CF3 Chief Executive (23 Dec 2005 to 7 Dec 2006)
    • CF4 Partner (23 Dec 2005 to 7 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.