Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (28 Mar 2022 to 1 Dec 2025)
- [FCA CF] Significant management (28 Mar 2022 to 1 Dec 2025)
- [FCA CF] Material risk taker (28 Mar 2022 to 1 Dec 2025)
- [FCA CF] Client dealing (28 Mar 2022 to 1 Dec 2025)
- CF1 Director (1 Oct 2010 to 13 Dec 2010)
- CF3 Chief Executive (1 Oct 2010 to 13 Dec 2010)
- CF30 Customer (1 Oct 2010 to 13 Dec 2010)
-
- SMF3 Executive Director (9 Dec 2019 to 28 May 2025)
- SMF1 Chief Executive (9 Dec 2019 to 15 May 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (20 Mar 2002 to 31 Mar 2009)
- CF3 Chief Executive (20 Mar 2002 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
-
- SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
- CF30 Customer (18 Feb 2014 to 8 Dec 2019)
- CF1 Director (10 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.