Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Albion Capital Group LLP (no longer approved here)

    FRN 492536

    • CF10a CASS Oversight function (1 Oct 2011 to 28 Sep 2016)
    • CF10 Compliance Oversight (23 Jan 2009 to 28 Sep 2016)
    • CF11 Money Laundering Reporting (23 Jan 2009 to 28 Sep 2016)
  • Growth Capital Partners LLP (no longer approved here)

    FRN 501399

    • CF10a CASS Oversight function (1 Oct 2011 to 28 Sep 2016)
    • CF11 Money Laundering Reporting (31 Jul 2009 to 28 Sep 2016)
    • CF10 Compliance Oversight (31 Jul 2009 to 28 Sep 2016)
  • CBPE Capital LLP (no longer approved here)

    FRN 229900

    • CF10 Compliance Oversight (26 Feb 2004 to 30 Apr 2008)
    • CF11 Money Laundering Reporting (26 Feb 2004 to 30 Apr 2008)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Feb 2008)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Aug 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.