William John Conlon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTIA WEALTH MANAGEMENT LTD.

    FRN 606279

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2022)
    • [FCA CF] Client dealing (since 9 Aug 2022)
  • INDEPENDENT ONE 2 ONE LTD (no longer approved here)

    FRN 589566

    • [FCA CF] Client dealing (1 Dec 2020 to 30 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Jul 2022)
    • CF30 Customer (23 Feb 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (19 Sep 2008 to 6 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.