INDEPENDENT ONE 2 ONE LTD

• Principal Place of Business

  Fife Renewables Innovation Centre, Ajax Way

  Methil

  Leven

  Fife

  KY8 3RS

  UNITED KINGDOM

  Phone

  +441333439292

  Web

  https://www.independent121.co.uk

• Complaints Contact

  Fife Renewables Innovation Centre, Ajax Way

  Methil

  Leven

  Fife

  KY8 3RS

  UNITED KINGDOM

  Phone

  +441333439292

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angela Caroline Heron

  IRN AXH00221

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 6 Feb 2024)
• Colin Robert Cunningham

  IRN CXC00150

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
• Colin Ross Stewart

  IRN CRS01069

  • [FCA CF] Client dealing (1 Dec 2020 to 1 Jan 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Jan 2023)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Graham James Paterson

  IRN GJP01109

  • CF30 Customer (2 Jan 2013 to 1 May 2015)
• Kevin Martin

  IRN KXM00092

  • CF30 Customer (2 Jan 2013 to 18 Mar 2016)
• Niall Kevin Derek Martin

  IRN NKM01021

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 4 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2023)
• Ninian Heron

  IRN NXH00066

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (2 Jan 2013 to 8 Dec 2019)
  • CF1 Director (2 Jan 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (2 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Robert Lawson Borthwick

  IRN RXB00591

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• William John Conlon

  IRN WJC00017

  • [FCA CF] Client dealing (1 Dec 2020 to 30 Jul 2022)
  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Jul 2022)
  • CF30 Customer (23 Feb 2017 to 8 Dec 2019)

No changes recorded yet.